Print Page  |  Close Window

SEC Filings

10-K
TERRAFORM GLOBAL, INC. filed this Form 10-K on 06/15/2017
Entire Document
 

Unless otherwise indicated in the table or footnotes below, the address for each beneficial owner is c/o TerraForm Global, Inc., 7550 Wisconsin Avenue, 9th Floor, Bethesda, Maryland 20814.
 
 
Beneficial Ownership (a)
 
 
 
 
 
 
Class A Common Stock
 
Class B Common Stock
 
 
Name of Beneficial Owner
 
Number of Shares
 
%
 
Number of Shares
 
%
 
% of Total Voting Power
5% or more Stockholders:
 
 
 
 
 
 
 
 
 
 
SunEdison(b)
 
2,000,000

 
 
61,343,054
 
100%
 
98.2%
Renova Energia, S.A.(c)
 
20,327,499

 
18.0%
 
 
 
 
 
 
Vincent C. Smith(d)
 
7,000,979

 
6.2%
 
 
 
 
 
 
Knighthead Capital Management, LLC(e)
 
8,157,500

 
7.2%
 
 
 
 
 
 
Directors, Named Executive Officers and Executive Officers:
 
 
 
 
 
 
 
 
 
 
Peter Blackmore
 
59,100

 
*
 
 
 
 
 
 
Rebecca Cranna
 
94,441

 
*
 
 
 
 
 
 
Yana Kravtsova
 
359,895

 
*
 
 
 
 
 
 
David Ringhofer
 
3,000

 
*
 
 
 
 
 
 
Hanif Dahya
 
52,500

 
*
 
 
 
 
 
 
John F. Stark
 
59,100

 
*
 
 
 
 
 
 
Christopher Compton
 
59,100

 
*
 
 
 
 
 
 
Gregory Scallen
 
375

 
*
 
 
 
 
 
 
Mark Lerdal
 
60,900

 
*
 
 
 
 
 
 
Frederick J. Boyle
 
40,900

 
*
 
 
 
 
 
 
Brian A. Wuebbels
 
134,136

 
*
 
 
 
 
 
 
David Rawden
 

 
*
 
 
 
 
 
 
Thomas Studebaker
 

 
*
 
 
 
 
 
 
David J. Mack
 

 
*
 
 
 
 
 
 
Alan B. Miller
 

 
*
 
 
 
 
 
 
Directors and Executive Officers as a group (15 persons)
 
923,447

 
 
 
 
 
 
 
 
* Less than 1.0%
(a)
Represents shares of Class A common stock or shares of Class B common stock beneficially owned. Holders of shares of Class A common stock and Class B common stock vote together as a single class on all matters presented to our stockholders for their vote or approval, except as otherwise required by applicable law. Each share of our Class A common stock is entitled to one vote per share and each share of our Class B common stock is entitled to 100 votes per share.
(b)
Represents shares of Class B common stock held directly or indirectly by SunEdison Holdings Corporation, a wholly owned subsidiary of SunEdison, Inc. SunEdison Holdings Corporation owns 2,000,000 shares of Class A common stock. In addition, SunEdison Holdings Corporation owns 61,343,054 Class B units of Global LLC, which are exchangeable (together with shares of our Class B common stock) for shares of our Class A common stock at any time. As a result, SunEdison Holdings Corporation may also be deemed to beneficially own the shares of Class A common stock for which such Class B units are exchangeable. The principal place of business for these entities is 13736 Riverport Drive, Suite 1000, Maryland Heights, Missouri 63043.
(c)
As set forth in a Schedule 13D filed by Renova Energia, S.A. (“Renova”) with the SEC on September 28, 2015. According to the filing, Renova has sole voting and dispositive power over 20,327,499 shares of Class A common stock. Renova’s principal place of business is located at Avenida Roque Petroni Junior, 999, 4 andar, Sao Paulo, SP, Brazil 04707-910. As further described in Item 15. Note 23 - Subsequent Events, pursuant to arrangements entered into between Renova and affiliates of Brookfield Asset Management Inc. (“Brookfield”), an affiliate of Brookfield has agreed to purchase from Renova 19,535,004 of the shares of Class A common stock of TerraForm Global, Inc. currently owned by Renova, and the remaining 792,495 shares of Class A common stock of TerraForm Global, Inc. held by Renova as of May 31, 2017 are expected to be transferred to the Company subject to the satisfaction of certain conditions.


120