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SEC Filings

10-K
TERRAFORM GLOBAL, INC. filed this Form 10-K on 12/21/2016
Entire Document
 

 
 
Beneficial Ownership (a)
 
 
 
 
 
 
Class A Common Stock
 
Class B Common Stock
 
 
Name of Beneficial Owner
 
Number of Shares
 
%
 
Number of Shares
 
%
 
% of Total Voting Power
5% or more Stockholders:
 
 
 
 
 
 
 
 
 
 
SunEdison(b)
 
2,000,000
 
 
61,343,054
 
100%
 
98.2%
Renova Energia S.A.(c)
 
20,327,499
 
17.5
 
 
 
 
 
 
Luminus Energy Partners Master Fund, Ltd. and Luminus Management, LLC(d)
 
6,553,656
 
5.6
 
 
 
 
 
 
Leon G. Cooperman(e)
 
6,013,155
 
5.2
 
 
 
 
 
 
Vincent C. Smith(f)
 
7,000,979
 
6.0
 
 
 
 
 
 
Directors, Named Executive Officers and Executive Officers:
 
 
 
 
 
 
 
 
 
 
Peter Blackmore
 
59,100
 
*
 
 
 
 
 
 
Rebecca Cranna
 
119,424
 
*
 
 
 
 
 
 
Ismael Guerrero Arias
 
680,684
 
*
 
 
 
 
 
 
Yana Kravtsova
 
368,298
 
*
 
 
 
 
 
 
David Ringhofer
 
3,000
 
*
 
 
 
 
 
 
Hanif “Wally” Dahya
 
52,500
 
*
 
 
 
 
 
 
John F. Stark
 
59,100
 
*
 
 
 
 
 
 
Christopher Compton
 
59,100
 
*
 
 
 
 
 
 
Gregory Scallen
 
750
 
*
 
 
 
 
 
 
David Springer
 
5,000
 
*
 
 
 
 
 
 
Mark Lerdal
 
60,900
 
*
 
 
 
 
 
 
Frederick Boyle
 
40,900
 
*
 
 
 
 
 
 
Brian A. Wuebbels
 
536,547
 
*
 
 
 
 
 
 
Carlos Domenech Zornoza
 
1,416,993
 
1.2
 
 
 
 
 
 
Alejandro Hernandez
 
536,547
 
*
 
 
 
 
 
 
Jeremy Avenier
 
541,547
 
*
 
 
 
 
 
 
Directors and Executive Officers as a group (13 persons)
 
4,540,390
 
3.9
 
 
 
 
 
 
* Less than 1%
(a)
Represents shares of Class A common stock or shares of Class B common stock beneficially owned. Holders of shares of Class A common stock and Class B common stock vote together as a single class on all matters presented to our stockholders for their vote or approval, except as otherwise required by applicable law. Each share of our Class A common stock is entitled to one vote per share and each share of our Class B common stock is entitled to 100 votes per share.
(b)
Represents shares of Class B common stock held directly or indirectly by SunEdison Holdings Corporation, a wholly owned subsidiary of SunEdison. SunEdison Holdings Corporation does not own any shares of Class A common stock. However, SunEdison Holdings Corporation owns 61,343,054 Class B units of Global LLC, which are exchangeable (together with shares of our Class B common stock) for shares of our Class A common stock at any time. As a result, SunEdison Holdings Corporation may be deemed to beneficially own the shares of Class A common stock for which such Class B units are exchangeable. The principal place of business for these entities is 13736 Riverport Drive, Suite 1000, Maryland Heights, Missouri 63043.
(c)
As set forth in a Schedule 13D filed by Renova Energia A.A. (“Renova”) with the SEC on September 28, 2015. According to the filing, Renova has sole voting and dispositive power over 20,327,499 shares of Class A common stock. Renova’s principal place of business is located at Avenida Roque Petroni Junior, 999, 4 andar, Sao Paulo, SP, Brazil 04707-910.
(d)
As set forth in a Schedule 13G filed by Luminus Energy Partners Master Fund, Ltd. and Luminus Management, LLC with the SEC on March 11, 2016. According to the filing, Luminus Energy Partners Masters Fund, Ltd. and Luminus Management, LLC, which is the investment advisor of Luminus Energy Partners Master Fund, Ltd., share voting and dispositive power over 6,553,656 shares of Class A common stock. The address for Luminus Energy Partners Master Fund, Ltd. and Luminus Management, LLC is 1700 Broadway, 38th Floor, New York, NY 10019.


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