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SEC Filings

10-K
TERRAFORM GLOBAL, INC. filed this Form 10-K on 12/21/2016
Entire Document
 

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters.

The following table sets forth certain information known to us regarding beneficial ownership of our voting securities as of November 30, 2016 by:
each person known by us to be the beneficial owner of more than 5% of any class of our voting securities;
each of our directors;
each of our named executive officers; and
all executive officers and directors as a group.
Beneficial ownership is determined in accordance with the rules of the SEC and generally includes voting or investment power with respect to securities. Except as noted by footnote below, and subject to community property laws where applicable, the persons named in the table below have sole voting and investment power with respect to all shares shown as beneficially owned by them. The table below is based upon information supplied by officers, directors and principal stockholders and Schedules 13D or 13G filed with the SEC.
This table lists applicable percentage ownership based on 115,939,615 shares of our Class A common stock, 61,343,054 shares of our Class B common stock, and no shares of our Class B1 common stock (collectively, our “Common Stock”), in each case outstanding as of November 30, 2016. Shares issuable upon exercise of options to purchase shares of our Common Stock that are exercisable within 60 days of November 30, 2016, and shares underlying vested RSUs and underlying RSUs that will vest within 60 days of November 30, 2016, are deemed to be beneficially owned by the persons holding these options for the purpose of computing percentage ownership of that person, but are not treated as outstanding for the purpose of computing any other person’s ownership percentage.
Unless otherwise indicated in the table or footnotes below, the address for each beneficial owner is c/o TerraForm Global, Inc., 7550 Wisconsin Avenue, 9th Floor, Bethesda, Maryland 20814.


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